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legal: ombudsman
                             Using the ombudsman when


                             councils break the Care Act





                             The Local Government and Social Care Ombudsman can be an effective
                             alternative remedy to the courts for Care Act breaches. It also offers certain
                             advantages, says Belinda Schwehr in the first of a two-part series




           he Local Government and Social    The complainant’s primary concern was   a different provider whose charges are
           Care Ombudsman (LGSCO)          that the continued funding, although   above other agencies and whose charges
       Tinvestigates social care complaints.   protected, was no longer enough to pay   are not in line with the county council
       It is therefore a way of getting    for the needs that had last been agreed in   agreed costs (core rate).” The parents had
       information out and facts clarified   2015. This was because the costs had   paid the difference personally.
       without being formally hostile.     gone up, leaving insufficient money to pay
        Before you approach the LGSCO, you   the personal assistants (PAs) everything
       have to air the problem with the council.  they were already owed, which was about  “  The ombudsman
        As long as you apply to the ombudsman   £7,000 in holiday pay.
       early enough, legal proceedings can still   The LGSCO recommended backdating    can be seen as a form of
       be used within the subsequent few   to the first time the client flagged up    ‘error of law’ tribunal,
       months if your complaint is not upheld.  that the budget was inadequate and   even if not a genuine
        LGSCO reports provide lessons and   would not cover what she was having to
       ensure accountability, which rarely   pay the PAs for the originally agreed      appeal tribunal
       happen with a court case. However, these   number of hours.                                           ”
       reports do not count as precedents so,   It was not saying that she could claim to
       just because the LGSCO is critical of a   pay the PAs whatever she thought they   Section 27 of the Care Act means a plan
       council for breaching the Care Act, the   deserved, but rather that when the   cannot be changed until a proportionate
       public cannot assume that any other local   council got around to finalising a proper   reassessment has been done and,
       authority will automatically shape up.   care plan, the care plan needed to be   although it does not necessarily have to
        Some recent reports give a flavour of   backdated to compensate for the period   be as deep as an original assessment
       what a complaint to the LGSCO can   where costs were found to be greater and   under section 9, it is subject to all the
       achieve, particularly in relation to delays,   needed to be paid.        same principles, including the duty to
       cuts and direct payments.             The PAs had stayed on without being   promote wellbeing.
                                           given a pay rise. However, if there was   Changing a home care provider is not
       Getting personal assistant costs back  evidence that the client had been under   against the law, even if this is against the
       Restitution being used as a principle of   pressure regarding salary from a particular   wishes of a client. Funding a package
       good administration is a recent legal   date, and should not have expected them   based on the cost of alternative provision
       development. Key to this is that the   to stay on unless they were paid more,   is also not automatically against the law,
       LGSCO can be seen as a form of “error of    that would have to be acknowledged and   but can only be done if providers have
       law” tribunal, even if not a genuine   was grounds for backdating.       been found that are willing and able
       appeal tribunal.                                                         to provide the package in light of all
        In a 2019 case concerning Bath and   Lawful reassessment required       relevant considerations, including the
       North East Somerset Council, the    Also in 2019, the ombudsman ruled that   skill level required.
       ombudsman said that, until a Care Act   Nottinghamshire County Council had   The ombudsman stated: “It is not
       compliant asssessment had been      failed to lawfully reassess the needs of a   acceptable for a council to reduce
       completed, the council must continue    man with Asperger’s syndrome.    support based on a supposed cheaper
       to meet needs as previously agreed.    The man’s care package had been stable   care provider that does not at present
       A proposed cut could not simply     for 12 years. Nottinghamshire suggested   exist… The council’s approach appears
       be imposed.                         transfer to a cheaper provider without   to have been financially motivated
        The person’s rights to services specified   actually sourcing one with the requisite   and did not have sufficient regard to his
       under the old care plan continue to   level of skill.                    specific needs.”
       subsist and form the basis of a private law   It merely said, in short: “You have to   The LGSCO recommended: a symbolic
       right to reimbursement if someone has   make do on less, because that is what we   payment of £1,000 for stress and worry
       paid for their delivery.            want you to do.” This is not a defensible   and loss of respite service; reimbursement
        Over the whole period of this      position within the legal framework.   to the parents of all the money they
       complaint, there had never even been    An officer had said the man would have   had paid to top up the man’s care to
       a properly concluded care plan based    to contribute the difference between the   the level previously agreed; plus £1,000
       on a reassessment once the person’s   council’s set rate and the hourly rate set   to his mother to acknowledge the
       Independent Living Fund money       by the care provider, arguing that: “This   council’s failure to provide allocated
       had ended.                          applies to any person who chooses to use   respite funds.

      8  Vol 33 No 3  |  Spring 2020  Community Living                                          www.cl-initiatives.co.uk
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