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legal: ombudsman
                             Shedding light on shameful


                             practice: case studies





                             The Local Government and Social Care Ombudsman addresses errors tinged
                             with legal faults as well as maladministration, and highlights poor practice in
                             social care, says Belinda Schwehr in the second of a two-part series




           hree recent cases examined by the   irrelevant if it is the only means of   The council never considered how Ms Y
           Local Government and Social Care   meeting need because that is the corollary   would administer the payments without
       TOmbudsman (LGSCO) highlight poor   of an absolute duty to meet need.    the carer’s help. The council’s record of
       practice and the recompense achieved.                                    July 2018 even showed it had agreed to
                                           ‘Excessive’ time before assessment   pay the carer for administering the direct
       Ample warning, long delay           The Care Act guidance provides that   payment account, so it was only right that
       In a case concerning the London Borough   assessments should be carried out over   the council should actually do so.
       of Merton (LGSCO, 2019a), a mother   an appropriate and reasonable timescale.   The ombudsman thought the woman’s
       complained that the council had made   In the next case, Somerset County Council   direct payments would have been
       inexcusable delays in finding her son   took 21 months – described as an   increased in September 2016 had the
       suitable care, causing distress to both him   excessive delay by the LGSCO (2019b).  council properly assessed her. Therefore,
       and her.                                                                 the carers had provided unpaid, additional
        The mother had phoned the council                                       care and social support and the father had
       “hundreds of times” and written     The increasing numbers and           done unpaid management.
       “countless” emails. She was severely   levels of fault indicate things     It recommended backdating direct
       frustrated by its approach. The council                                  payments for the period when Ms Y had
       was found to be at fault for causing   have gone very badly wrong        become eligible for NHS Continuing
       unnecessary delays in finding her son   with how the Care Act has        Health Care (CHC) funding and increasing
       appropriate care – the process took more                                 her direct payments over the three-year
       than eight months.                  been implemented                     period before she became eligible for CHC
        The council knew that Mr C’s case was                                   funding to allow her to pay him for
       complex from the outset and had had                                      managing her direct payment account.
       ample warning that his placement was   Additionally, the council had removed   A “standard” offer of respite cannot
       going to end. The authority had a duty to   respite care, which had already been   ever become a rule. Respite is a need,
       meet his needs but did not do so. His old   allocated, without explaining why or   arising from the absence of a carer, as
       care home even had to give notice to spur   considering how the woman being cared   well as a need to get away from one’s
       the council into action.            for (Ms Y) would manage if her parent   home or usual carers for a while. If one’s
        The council effectively forced the mother  carers took breaks or whether she had an   carer is paid, holidays must be allowed for,
       to agree to have her son come home to   eligible need for holidays or short breaks.   so extra money is needed to pay for
       stay with her – for what was supposed to   A council officer had suggested funding   holiday pay and cover in the meantime.
       be two weeks but ended up being six.   any care during a break out of her existing   If a person’s carer is not paid, all the
       Given the man’s physique, his poor   direct payments. However, this had not   carer needs to do to get a break is decline
       self-control and the home environment,   been addressed in Ms Y’s care plan.   to be available. The absence of free care
       he posed a risk to himself and his mother.  A secondary issue was the council’s   generates a need for respite cover – ie
        His care plan stated he required   consideration of a carer’s request to be   money to pay for what is normally
       one-to-one care in an environment where   paid for managing Ms Y’s direct payments.  provided for free so needs are still met.
       others were on call, but the council left   The council was aware that the father   A person can be a paid carer for some
       him at his mother’s house, in her care, for   had been managing her account, and he   of the time and unpaid for the rest. When
       a lengthy period with little support. It paid  requested payment for this in a meeting   they go on holiday, the cared-for person
       her £400 a week through direct payments   with an officer early in the process. The   needs to pay for paid cover, and to replace
       but this was quite inadequate.      council ignored that request for several   what would normally be free.
        She was awarded £3,000 and the son   months, even though an officer had said   Regarding carers being paid to administer
       £2,000 to acknowledge the distress   they would consider this.           a direct payment, there is an explicit
       caused and the loss of non-monetary   The authority’s policy was not to allow   discretion. The same rules apply to close
       benefit. This was consistent with a right to  paid carers to administer the direct   relatives being paid for the actual care but
       reimbursement of the money saved by   payment account because of the potential   only if the care is regarded as “necessary”.
       the council during the period of failing to   conflict of interest and safeguarding issues.   A person who has capacity to have a
       meet the son’s needs.               The ombudsman said the council must   direct payment at all can nominate
        It is not the law that just because some   consider individual circumstances and   someone to help them manage it, and the
       sort of necessary care is hard to procure,   whether there are good reasons to depart   direct payment holder would be the
       it does not need to be bought. The price is  from its policy or rein in its discretion.  employer in legal terms. Therefore, the

      8  Vol 33 No 4  |  Summer 2020  Community Living                                          www.cl-initiatives.co.uk
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